We are co-hosting a seminar with ACA Compliance group, which designed to assist CCOs and other professionals involved in overseeing mutual fund distribution activities to deal with today’s tough challenges. Our industry-knowledgeable panelists from K&L Gates, ACA, and the industry will discuss topics relevant to regulatory requirements unique to mutual fund distribution. Agenda topics will include:
Schedule8:30 a.m. - 9:00 a.m. Registration 9:00 a.m. - 11:00 a.m. Program
Please note that this event will be closed to SEC personnel and other industry regulators, as well as the media. We appreciate your attention to and understanding of this matter.
CLE Credit Pending.