Spotlight on Cybersecurity: Smaller Firms

15 March 2018


400 New Jersey Avenue, NW
New Jersey, WA 20001
United States of America


Cybersecurity continues to be a top compliance concern for investment advisers. Through hypothetical cybersecurity data breach scenarios tailored to firm size, explore the practical application of best practices. Focus areas will include risk assessments and other tools, cybersecurity insurance, and the SEC Enforcement Division’s new Cyber Unit.

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