Diane E Ambler


1601 K Street, NW
Washington, D.C. 20006-1600
United States of America
Ms. Ambler has substantial experience in financial institution regulation under federal securities laws, including the USA PATRIOT Act and the Sarbanes-Oxley Act, and has testified as an expert witness in her field. She focuses her practice on mutual fund governance, compliance (including AML compliance) activities of mutual funds, private funds and variable insurance product issuers and distributors, and activities of related service providers.


  • B.A., University of Rochester (1971)
  • J.D., Villanova University School of Law (1978)
    (magna cum laude; Order of the Coif; Salutatorian)


Bar of District of Columbia
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