C. Dirk Peterson


1601 K Street, NW
Washington, D.C. 20006-1600
United States of America
Mr. Peterson has practiced in the securities sector for over 20 years, focusing on securities regulatory issues affecting investment banks, public and private investment companies, investment advisers, brokerage firms, commercial banks, and insurance companies. Mr. Peterson practices before the U.S. Securities and Exchange Commission, the Financial Industry Regulatory Authority, the New York Stock Exchange, NASDAQ and other self-regulatory organizations, as well as state regulators.


  • B.A., University of Tulsa (1986)
    (cum laude)
  • J.D., Washington University School of Law (1990)
    (Associate Editor, Washington University Journal of Urban and Contemporary Law)


Bar of District of Columbia, Bar of Pennsylvania (Inactive)
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